Innovation in Regulatory Compliance (NEW)

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Innovation in Regulatory Compliance (NEW)
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How to apply

  1. Register an account.
  2. Start your entry (save it in-progress).
  3. Submit your entry to be in the running.

Best of luck!

For any questions, please contact Berenice Lamblin. 

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This award recognises an outstanding project or initiative that demonstrates innovative thinking in solving a particular regulatory compliance challenge. The initiative will have demonstrated a positive impact within and beyond the organisation, challenging conventional approaches, encouraging a culture of compliance and/or supporting innovative ways of working within the compliance team.

Judges will be looking for initiatives that demonstrate strong stakeholder engagement and collaboration, with either internal or external partners, and showcase concrete outcomes that benefit the organisation and wider compliance profession. Examples can include projects to restructure the internal compliance function, change processes or integrate innovative programmes, as well as the adoption and integration of new cutting edge RegTech improving one or a wider range of compliance processes.

 

Eligibility

  • This award is open to all internal compliance teams.
  • Entries must demonstrate evidence from the last 12-18 months, up to the awards entry deadline.
  • We welcome entries from teams operating within Europe.

Spirit

  • Please detail the project or initiative being recognised in the submission.
  • Clarify whether the submission is based on a response to a single event or multiple business or regulatory
  • Detail any further information about the specific challenge/s in the last 12-18 months faced by the team – including any specific business information that provides useful context.

Approach

  • How did the team show creativity and agility in finding solutions to complex challenges and tackling the challenges faced through this project?
  • How were key internal and external stakeholders managed throughout the project to ensure strong outcomes?
  • In what ways was this an outstanding performance and example of innovation?
  • What changes to process or approach have the team introduced that will set future standards for the business?

Outcome

  • Please describe the outcomes and impact of the initiative. What were the measures of success?
  • To what extent did the initiative meet or exceed the initial ambition and goals?
  • What will be the longer-term impact of the project, are there further steps to build on the initial success? How will the success be sustained?
  • How did the initiative deliver value for the business, or optimise outcomes within resource and budget constraints?

Validation

  • Please share up to three testimonials from customers or internal stakeholders that would further validate the success of this project. Please keep testimonials to max 100 words.
  • Please detail any wider outcomes where the project, or principles of the project, have been adopted elsewhere in the business, or in the wider industry.

Innovation in Regulatory Compliance (NEW)

start your entry

To find out more

For information about the awards, nominations and how to attend, contact delegate@int-comp.org.